SKIP NAVIGATION
HOME. ABOUT US.
INVESTMENT BANKING.
SYNDICATE.
INSTITUTIONAL SALES & TRADING. RESEARCH. INDIVIDUAL INVESTORS.
WEALTH MANAGEMENT.
INSURANCE. NEWS.
CONTACT.
TERMS & CONDITIONS
Please read these terms and conditions carefully. By accessing
this web site and any pages hereof, you are indicating that you have read,
acknowledge and agree to be bound by these Terms of Use. If you do not agree to
these Terms of Use, do not access this web site. Dawson James Securities, Inc.
("Dawson James") reserves the right to change these Terms of Use which you are
responsible for regularly reviewing and your continued use of this web site
constitutes agreement to all such changes. As used herein, Dawson James means
Dawson James Securities, Inc. and its affiliates.
* General Information
Unauthorized use of Dawson James's web site and systems, including, but not
limited tounauthorized entry into Dawson James's systems, misuse of passwords or
misuse of any other information, is strictly prohibited. You may not use this
web site in any manner that could damage, disable, overburden, or impair any
Dawson James site or service or interfere with any other party's use and
enjoyment of any Dawson James site or service. You may not attempt to gain
unauthorized access to any Dawson James site or service, computer systems or
networks connected to any Dawson James site or service, through hacking,
password mining or any other means. You agree that you will not engage in any
activities related to this web site that are contrary to applicable laws or
regulations.
Dawson James reserves the right, in its sole discretion, without any obligation
and without any notice requirement, to change, improve or correct the
information, materials and descriptions on this web site and to suspend and/or
deny access to this web site for scheduled or unscheduled maintenance, upgrades,
improvements or corrections. The information and materials on this web site may
contain typographical errors or inaccuracies. Any dated information is published
as of its date only, and Dawson James does not undertake any obligation or
responsibility to update or amend any such information. Dawson James may
discontinue or change any product or service described in or offered on this web
site at any time.
* Disclaimer of Warranty and Limitation of Liability
The information, products and services on this web site are provided on an "AS
IS," "WHERE IS" and "WHERE AVAILABLE" basis. Dawson James does not warrant the
information or services provided herein or your use of this web site generally,
either expressly or impliedly, for any particular purpose and expressly
disclaims any implied warranties, including but not limited to, warranties of
title, non-infringement, merchantability or fitness for a particular purpose.
Dawson James will not be responsible for any loss or damage that could result
from interception by third parties of any information or services made available
to you via this web site. Although the information provided to you on this web
site is obtained or compiled from sources we believe to be reliable, Dawson
James cannot and does not guarantee the accuracy, validity, timeliness or
completeness of any information or data made available to you for any particular
purpose. Neither Dawson James, nor any of its affiliates, directors, officers or
employees, nor any third party vendor, will be liable or have any responsibility
of any kind for any loss or damage that you incur in the event of any failure or
interruption of this web site, or resulting from the act or omission of any
other party involved in making this web site, the data contained herein or the
products or services offered on this web site available to you, or from any
other cause relating to your access to, inability to access, or use of the web
site or these materials, whether or not the circumstances giving rise to such
cause may have been within the control of Dawson James or of any vendor
providing software or services. In no event will Dawson James or any such
parties be liable to you, whether in contract or tort, for any direct, special,
indirect, consequential or incidental damages or any other damages of any kind
even if Dawson James or any other such party has been advised of the possibility
thereof. This limitation on liability includes, but is not limited to, the
transmission of any viruses which may infect a user's equipment, failure of
mechanical or electronic equipment or communication lines, telephone or other
interconnect problems (e.g., you cannot access your Internet service provider),
unauthorized access, theft, operator errors, strikes or other labor problems or
any force majeure. Dawson James cannot and does not guarantee continuous,
uninterrupted or secure access to the web site.
* Proprietary Rights
All right, title and interest in this web site and any content contained herein
is the exclusive property of Dawson James, except as otherwise stated. Unless
otherwise specified, this web site is for your personal and non-commercial use
only and you may print, copy and download any information or portion of this web
site for your personal use only. You may not modify, copy, distribute, transmit,
display, perform, reproduce, publish, license, frame, create derivative works
from, transfer, or otherwise use in any other way for commercial or public
purposes in whole or in part any information, software, products or services
obtained from this web site, except for the purposes expressly provided herein,
without Dawson James's prior written approval. If you copy or download any
information or software from this web site, you agree that you will not remove
or obscure any copyright or other notices or legends contained in any such
information.
Dawson James, the Dawson James logo and other Dawson James trademarks and
service marks referenced herein are trademarks and service marks of Dawson
James. The names of other companies and third-party products or services
mentioned herein may be the trademarks or service marks of their respective
owners. You are prohibited from using any marks for any purpose including, but
not limited to use as meta tags on other pages or sites on the World Wide Web
without the written permission of Dawson James or such third party, which may
own the marks.
* Use of Links
This web site contains links to third party web sites. These links are provided
only as a convenience. The inclusion of any link is not and does not imply an
affiliation, sponsorship, endorsement, approval, investigation, verification or
monitoring by Dawson James of any information contained in any third party web
site. In no event shall Dawson James be responsible for the information
contained on that site or your use of or inability to use such site. You should
also be aware that the terms and conditions of such site and the site's privacy
policy may be different from those applicable to your use of this web site.
* Dawson James Securities, Inc. Privacy Notice
Dawson James Securities, Inc. makes every effort to maintain the confidentiality
of our customers' information. This notice describes our privacy obligations
under Title V of the Gramm - Leach - Bliley Act of 1999.
The Information We Collect About You
The non-public personal information we collect about you comes primarily from
the account applications or other forms you submit to us. We may also collect
information about your transactions with us or with others. Also, depending on
the products or services you require, we may obtain additional information from
a consumer-reporting agency.
Our Disclosure Policies
We do not disclose any non-public personal information about you to anyone,
except as permitted by law. This may include sharing your information with
non-affiliated companies that perform support services for your account or
process your transactions. Additionally, it may also include disclosing your
information pursuant to your express consent, to fulfill your instructions, or
to comply with applicable laws and regulations.
Our Information Security Policies
We limit access to your information to those of our employees and service
providers who are involved in offering or administrating the products and
services we provide to you. We maintain physical, electronic and procedural
safeguards that are designed to guard your non-public personal information.
If you decide to close your account(s) or become an inactive customer, we will
adhere to the privacy policies and practices as described in this notice.
USA Patriot Act
The Department of the Treasury and the Exchange Commission jointly issued final
rules to implement section 326 of the USA PATRIOT ACT. The rules require
broker/dealers to verify the identity of any person seeking to open an account.
In accordance with the new rules, Dawson James Securities, Inc. must request
that all new customers provide identifying information at the time they open
their account. When you return the enclosed materials, please provide a copy of
a valid Driver's License or Passport. If you are a non U.S. citizen, you must
also supply an Alien Identification Card, or other government issued document
containing a photograph, and evidencing you nationality and residence.
Thank you for your cooperation.
* Securities Products
None of the information contained in this web site constitutes a recommendation,
solicitation or offer by Dawson James or its affiliates to buy or sell any
securities, futures, options or other financial instruments or provide any
investment advice or service. The information contained in this web site has
been prepared without reference to any particular user's investment requirements
or financial situation. Certain transactions give rise to substantial risk and
are not suitable for all investors. Prior to the execution of any transaction by
you involving information you received from this web site, you should consult
your business advisor, attorney and tax and accounting advisors with respect to
the price, suitability, value, risk or other aspects of any stock, mutual fund,
security or other investment. Pricing and other information generated through
the use of data or services made available herein may not reflect actual prices
or values that would be available in the market at the time provided or at the
time that the user may want to purchase or sell a particular security or other
instrument. The information and services provided on this web site are not
provided to and may not be used by any person or entity in any jurisdiction
where the provision or use thereof would be contrary to applicable laws, rules
or regulations of any governmental authority or regulatory or self-regulatory
organization or clearing organization or where Dawson James is not authorized to
provide such information or services. Some products and services described in
this web site may not be available in all jurisdictions or to all clients.
* Research Disclaimer
The analyst's views expressed in the research reports provided to clients of
Dawson James Securities, Inc., accurately reflect his personal views about the
companies mentioned in the reports. Our analyst has not been, and will not be,
receiving direct or indirect compensation in exchange for expressing the
specific analysis and/or recommendations in the reports. He has not received and
will not receive compensation from the issuers for publishing the reports. The
reports are for informational purposes only and are not intended to be, nor
should be construed to be, an advertisement, or an offer or a solicitation of an
offer, to buy or sell any securities.
* Privacy Policy
Dawson James uses certain technology on its web sites to collect information
from visitors and compiles aggregate statistical information about how visitors
use our web sites, including information relating to the frequency of visits,
the average length of visits, which pages are viewed during a visit, and the
effectiveness of advertising on our web sites. Dawson James uses this
information to improve the web site content and performance. No individually
identifiable information is collected for this purpose and Dawson James does not
monitor individual visitor behavior.
In addition, for users of non-public areas of our web sites, "session cookies"
allow Dawson James to recognize your computer each time you return and verify
your registration or password information during a particular session so that
you do not have to input such information multiple times as you navigate those
areas. For information about how specific Dawson James areas may use session
cookies, please review the applicable terms of use and privacy policies specific
to each area.
Most web browser software allows you to modify your preferences to be notified
when a cookie is set, or to reject all cookies. If you choose to reject our
cookies, some areas of our web sites may not function properly.
* Choice of Law
These Terms of Use shall be governed by and construed in accordance with the
laws of the state of Florida regard to conflicts of laws provisions. Sole and
exclusive jurisdiction for any action or proceeding arising out of or related to
these Terms of Use shall be in an appropriate state or federal court located in
the County of Miami-Dade, State of Florida and the parties unconditionally waive
their respective rights to a jury trial. Any cause of action you may have with
respect to your use of this web site must be commenced within one (1) year after
the claim or cause of action arises. If for any reason a court of competent
jurisdiction finds any provision of these Terms of Use, or a portion thereof, to
be unenforceable, that provision shall be enforced to the maximum extent
permissible so as to affect the intent of these Terms of Use, and the remainder
of these Terms of Use shall continue in full force and effect. These Terms of
Use constitutes the entire agreement between Dawson James and you with respect
to this site and it supersedes all prior or contemporaneous communications,
agreements and understandings between Dawson James and you with respect to the
subject matter hereof. Dawson James and you acknowledge and agree that unless
expressly included in any other agreement between Dawson James and you the
requirements of the E-Commerce Directive (00/31/EC) as implemented are excluded
to the fullest extent permissible by law. A printed version of these Terms of
Use shall be admissible in judicial or administrative proceedings.
Please visit our main
site
CLIENT LOGIN
TERMS & CONDITIONS
DISCLOSURES.